Capital Markets

The capital markets sector mainly involves the trading, investment, and related services and supervision of financial products such as stocks, bonds, depositary receipts, futures, funds, etc., with great significance to the development and stable operation of the national economy. Dacheng adapts to the high-quality development environment of the capital market and establishes the Dacheng Capital Markets Sector Group (hereinafter referred to as the "Group") to create an integrated legal service brand for the capital market.


The Group has over a thousand members, gathering the integrated strength of different legal professional fields in Dacheng's national capital market industry. From the perspectives of capital market, finance, corporate mergers and acquisitions and restructuring, compliance and risk control, bankruptcy reorganization and liquidation, dispute resolution, criminal law, cross-border trade and investment, intellectual property and technological innovation, housing and energy, labor and human resources, government public policies, and state-owned asset operation supervision, etc., the Group adapts to the specific needs of capital market participants and provides tailored solutions for them by providing scenario based, comprehensive, and industry-specific professional services.


The Group focuses on the participants in the capital market industry as main collaborators including listed companies, prospective listed companies, stock transfer system listed companies, specialized and innovative enterprises and other high quality enterprises, securities companies, futures companies, fund companies, trust companies, asset management companies, insurance institutions, financial advisory agencies, securities investment consulting agencies, audit institutions, evaluation agencies, rating agencies, financial and capital market software and hardware providers, and the actual controllers, controlling shareholders, directors, supervisors, senior management personnel, core technical personnel and other participants in the capital market industry of the related entities. The Group aims to develop and provide personalized and distinctive legal solutions that are highly compatible with the overall and/or different functional and regional characteristics of the capital market industry.


The Group has always adhered to the principle of high-quality services, with the goal of researching and innovating high-quality professional legal services that adapt to the high-quality development of the capital market. Dacheng and Dacheng lawyers have repeatedly been listed on international and domestic well-known rating lists such as Chambers, The Legal 500, LEGALOND, Asialaw Profiles China, ALB, IFLR1000, Business Law Journal, etc., winning widespread praise from clients.


Practice Areas and Services
  • Research on the Capital Market Industry

  • Capital Market Industry Exchange

  • Capital market industry promotion

  • Development of the Capital Market Industry

  • Capital Market Legal Services

  • Financial legal services in the capital market industry

  • Dispute Resolution in the Capital Market Industry

  • Criminal dispute resolution and criminal compliance in the capital market industry

  • Securities Compliance and Risk Control

  • Mergers and reorganizations of listed companies

  • Bankruptcy reorganization and liquidation of listed companies

  • Cross border trade and investment of listed companies

  • Intellectual Property and Technological Innovation of Listed Companies

  • Listed companies' housing construction and energy

  • Labor and Human Resources of Listed Companies

  • Government Public Policies and State owned Assets Operation Supervision of Listed Companies

  • Other matters related to the capital market industry

Honors and Awards
Representative Projects
Relevant Articles
Media Commentaries

Dacheng Law Offices has a burgeoning practice which regularly represents corporate issuers. The firm is called upon to advise on domestic and overseas equity and debt offerings, including IPOs and corporate bond issuances, particularly on the New York, Hong Kong and Shenzhen Stock Exchanges. It is also able to advise on transactional matters in the capital markets space. The team has additional knowledge in GDR issuance. Its clientele includes the Finance Department of Hubei Province, Guangdong Yuecai Holdings and Golden Sun Education Group.


The team at Dacheng Law Offices boasts a strong skill set in dealing with a range of financial instruments, regularly dealing with futures, options, forwards, swaps, ABS and RMBS. It is routinely instructed by a large range of state-owned enterprises and banks to handle securitisation work, including Bank of China, Shanghai Pudong Development Bank and China Three Gorges Renewables. The firm has offices in several major cities, including Beijing, Shanghai, Nanjing, Guangzhou and Shenzhen, enabling service to regional as well as national banks.


Dacheng Law Offices’ investment funds department operates out of its bases in Beijing and Shanghai and multiple offices across mainland China, and is experienced in handling a range of fund establishment mandates, including equity investment funds, real estate funds and funds of funds. The group is a popular choice for fund regulatory compliance and wider financing and investment transactions.


Dacheng Law Offices offers expertise on private equity financing, capital raising and venture capital investment matters. It maintains a nationwide network of offices in addition to its branch office in Shanghai. Its experience attracts regular instructions from investment firms, venture capital funds and corporates. The firm's key clients include IDG Capital and Eminence Ventures.


——Chambers Greater China Region Guide 2024

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